HOW SCHOOL LEADERS CAN EFFECTIVELY PREPARE TEACHERS AND OTHER SCHOOL LEVEL LEADERS FOR SCHOOL-WIDE IMPROVEMENT


 By: Dr. Armãndo R. Tolliver | SCHOLAR | July 17, 2012
          School leaders must develop processes and techniques to effectively prepare teachers and other school level leaders for facilitation of lasting effective school improvement.  Periodic assessment of traditional practices and careful evaluation of proposed improvement plans are essential to validating the need for improvement in education (Gorton, Alston, & Snowden, 2009).  However, introducing lasting change and improvement require the cooperation and support of a variety of people.  A landmark study conducted by Labonte et al., (1995) highlighted that a promising answer to integrating school improvement initiatives is supported by comprehensive faculty units (as cited in Gorton et al., p.133).  The rationale for a school-wide approach is be based on the premise that a comprehensive effort rather than separate, add-on services are most effective in upgrading an entire educational program in a school (Glickman, Gordon, & Ross-Gordon, 2007). 
          A well-designed and implemented school-wide improvement effort maximizes all aspects of the learning organization’s operations and promotes effective education services students receive, improves the efficiency of those structures that support student learning, and combines all resources, as allowed, to achieve a shared goal (Glickman et al., 2007).  Facilitating change is a team effort (Hall & Hord, 2006).  The school leader must recognize that the leadership for introducing school improvement can come from many sources and thus should try to encourage ideas and support for change throughout the school (Hall & Hord, 2006).  Additionally, school leaders must teach others what they know and how to do it in order to develop others as leaders to share in the responsibility of implementing the necessary changes.
          Professional development is essential in preparing teachers for their role as partners with school leaders in leadership for change (Gorton et al., 2009).  Joyce and Showers (2002) recommended professional development that includes developing knowledge, the demonstration or modeling of skill, and the practice of skill and peer coaching.  Another source suggests that the best model for staff development involves learning communities that meet regularly for the purpose of exploring best practices, collaborating, and conducting action research (Sparks & Loucks-Horsley, 1989).  There are ample models of professional development programs to satisfy the various needs of any educational organization.  The supervisory goal is to improve the school by enabling teachers to become more adaptive, more thoughtful, and more cohesive in their work (Gorton et al., 2009).  The platform for supervision then becomes a collaborative experimentalism striving toward nondirective existentialism with a developmental framework (Glickman et al., 2010; Zepeda, 2007).  In return, the benefit of professional development is that it can boost teachers' careers, preparing them for supervisory positions.
          Teachers will become collectively purposeful as they gain control over decisions for school improvement; therefore, teacher‘s learning should be related to their experiences, needs, and learning strengths (Glickman et al., 2010).  Additionally, teacher‘s learning should include: opportunities for collaborative action, reflection, and critical thinking that should be directed toward teacher empowerment (Glickman et al., 2010).  In theory, professional development, learning communities, and constructivism – all broadly related to social learning theory – directs attention to the ways adults learn (Blasé & Blasé, 2003).  However, in practice, the reality of life in schools for adults will remain grim unless school leaders seek opportunities for adults to grow and to learn from the work they accomplish.
          Assuming that there is a need for staff development, the steps in planning a staff development program need to consider and apply principles of how adults learn best.  The literature on career stages and adult learning shows that adults have unique learning needs; no one model can be applied across all adult populations (Glickman et al., 2010; Zepeda, 2007).  An understanding of adult learning constructs and career stages theories can assist school leaders and teachers in developing a sustainable program of development aligned with current and future developmental learning needs.  With growth and development as the goal of instructional supervision, the school leader must recognize and understand the relationship between leadership style and its direct effect on motivation.
          Zepeda (2007) suggested the implications noted within Maslow‘s hierarchy of needs indicates that teachers want to feel psychologically safe and secure along with having a sense of belonging with others.  A school leader‘s words, demeanor, and actions can communicate rejection or acceptance of school faculty and their proposals (Zepeda, 2007).  In order to facilitate teachers’ desires of feeling useful and being productive in their profession useful evaluation is necessary.  Zepeda also helps make the assertion that teachers need to know whether they reaching the mark that implies they exhibit proficient performance and application when they teach; also, if they are missing the mark that would indicate proficiency, they want to do better.  As teachers develop, they want to assume more leadership within the school, to give back what has been given to them (Zepeda, 2007).  Motivated teachers are empowered to make a difference in the lives of others and continue professional development that facilitates personal lifelong learning.
          One specific way a school leader can attempt to facilitate a school change is to establish a school improvement committee to provide overall direction and coordination of school improvement efforts.  Fullan (2002) referred to this method as cultivating leaders at many levels.  The school improvement committee should be charged with the responsibility of assessing the need for change, encouraging efforts to improve the school, coordinating and providing assistance to those efforts, and monitoring and evaluating progress and achievements (Gorton et al., 2009).  In order for the committee to be successful, its membership should be voluntary rather than required, and each member should have something useful to offer (Gorton et al., 2009).  It will be equally important for the committee to be supported by the rest of the school.
          A framework that has implications for practices in gaining support for change and professional development is the Concerns-Based Adoption Model (Hall & Hord, 2006).  The Concerns-Based Adoption Model is a framework that describes, explains, and predicts how staff may behave throughout the school-wide change process (Hall & Hord, 2006).  The model describes how people considering and experiencing change evolve in the kinds of questions they ask, known as the “Stages of Concern”, and in their use of whatever the change is, known as the “Levels of Use” (Hall & Hord, 2006).  Because the choices from the committee involve change, and there are likely to be teachers with varying degrees of experience and acceptance of the change, it is important to revisit the “Stages of Concern” and “Levels of Use” from this model.  Accomplishing school-wide change involves meeting teachers where they are on this continuum and helping to move them towards change.
          Hall and Hord (2006) asserted using a model such as this helps the school leader as a professional coach understand where staff are in the process and how to assist them in becoming more engaged with change and more comfortable and skilled with use of new practices over time.  Hall and Hord suggested when people question or resist change, they need time and support to understand and incorporate the changes that are being asked of them.  As with any change, it is important to attend to where people are and address the questions they are asking when they are asking them.  Some of the questions staff members ask will be self-oriented and other questions from staff may be at the task-oriented.  After these self- and task-oriented questions are largely resolved, people can focus on impact (Hall & Hord, 2006).  It is important to look for ways to support them in order to help them become willing to try the change and develop their expertise (Hall & Hord, 2006).  Teachers may need a bridge, such as coaching or support, to transfer their learning from training to application or to move from one level of the continuum to the next.  There are many points on each continuum, and each staff member can be at any point along the way.
          The key change agent in the implementation of school improvement is the school leader. 
Good leaders change organizations; great leaders change people. People are at the heart of any organization, particularly a school, and it is only through changing people - nurturing and challenging them, helping them grow and develop, creating a culture in which they all learn - that an organization can flourish. (Hoerr, 2005, p. 7)
If the school leader helps others in becoming more effective, then the school leader is able to build relationships and create communities of practice that are learner centered (Fullan, 2002; Hoerr, 2005).  Brooks and Normore (2010) found the following qualities of an organization that point to quality leaders: (a) collegiality, (b) experimentation, (c) high expectations, (d) trust and confidence, (e) tangible support, (f) reaching out to the knowledge bases, (g) appreciation and recognition, (h) caring, celebration, and humor, (i) involvement in decision making, (j) protection of what’s important, (k) traditions, and (l) honest, open communication.  These qualities build a “we are all in this together” attitude that Sergiovanni (2000) called an organization's “life world.”  Sawyer (2007) stated that the highest level of creativity comes from group genius.  This reinforces the importance of the school leader being crucial to the successful implementation of any proposed school improvement effort.
          In promoting school improvement it is important for individuals within the organization to be able to cope with the ambiguity of the change process.  “Organizations don't change unless the people that drive them do” (Hall & Hord, 2006, p. 7).  School leaders that hope to administer change must be aware of the principles that guide it (Hall & Hord, 2006).  “Change is a process not an event” (Hall & Hord, 2006, p.4).  Kline and Saunders (1998) stressed the importance of the following conditions to facilitate the change process:
1.     Assess the current learning culture to create a benchmark,
Then have:
2.     Positive expectation that dilemmas can be resolved.
3.     Support for the learning process itself.
4.     Willingness to delay closure long enough to arrive at significant Gestalts rather than forced and trivial ones.
5.     Communication processes that bring people together to consider in a friendly and noncompetitive atmosphere many different perceptions, templates, habits of thought and possible solutions, from which the most useful may then be chosen.
6.     A cultural habit that encourages exploring apparently meaningless ambiguities with the expectation that meaning can be found in them—as an expression of both a personal and organizational commitment to learning over the long haul.
7.     The establishment of contexts within which meaning for new possibilities can be found as they emerge.
8.     A set of modeling skills, strategies and techniques or mechanisms that allows people more easily to construct meaning out of apparent chaos.
9.     A cultural understanding, which is shared throughout management of the systemic interactions that will inevitably be present as complex Gestalts are formed.
10. An intuitive feeling for how complex interactions will be likely to occur.  (p. 32 as cited in Tolliver, 2012)
The third point noted by Kline and Saunders (1998) is one of the key elements of creative thinking, using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems.  Kline and Saunders (1998) fourth point is similar to Senge (1990) concept of the team learning to work together in new ways, and incorporates convergent and divergent thinking.
          Kline and Saunder (1998) present this change model as “The Great Game of Business,” with three elements: a) know the rules, b) keep score, and c) have a stake in the action (p. 35).  The process begins with an assessment of the culture from an institutional perspective to learn what everyone thinks, which is facilitated by an individual perspective that leads to taking responsibility for what is thought to be the problem and how to address it.  Lalas and Morgan (2006) stressed searching for factors that may be inhibiting the organization.  Information collected through this type of assessment aids the organization in: (a) gathering useful data that can inform the decisions to make improvements or take corrective action, (b) linking the results of what the organization aims to accomplish to the decisions that need to be completed taking into consideration the options available and alternatives to those options, (c) identifying measures or indicators of performance and the actions needed to improve or correct performance, relative to the goals of the organization, and (d) creating consistency in decision making by implementing systematic processes (Suwimol, 2005).
          The bulk of the learning within the organization comes from the discussions and the decisions for direction that follow the assessment process.  Learning is “a systems-level phenomenon because it stays within the organization, even if individuals change… Organizations learn as they produce.  Learning is as much a task as the production and delivery of goods and services” (Nevis, DiBella et al., 1995, p. 80).  Once the need for change has been established, the school leader should attempt to develop and evaluate the current system in place and teachers level of support needed.  Next, the school leader needs to select from various alternatives, a new approach or system to replace or modify the current school practices and professional development.  The challenge is for the school leader to select improvement plans that show potential for improving education in the school.  This requires “looking in two directions at once: at the current reality and the positive outcome that can be developed from it” (Kline & Saunders, 1998, p. 70).  In conducting an evaluation of a proposed improvement plan, the school leader and the school improvement committee should consider the following questions (according to Gorton et al., 2009):
1.     What are the objectives of the improvement plan?
2.     Are the objectives relevant?
3.     How will the improvement plan accomplish objectives?
4.     How difficult will the improvement plan be for people to understand?
5.     Does the staff have the proper skills to implement the improvement plan?
6.     What are the costs of the improvement plan?
7.     What are the advantages and disadvantages to implementing the proposed change?
These questions address some of the preliminary downfalls of why changes are sometimes unsuccessful.
          For most proposed changes to effect school-wide improvement, it will be important for the school leader to develop an understanding of those who will be affected.  Generally, the groups affected the most are faculty, students, and parents.  Teachers concerns focus on the tasks that will affect them personally (Gorton et al., 2009).  If these concerns are eliminated, then the teacher’s questions are likely to reflect concern about how to perform the tasks associated with the improvement plan (Gorton et al., 2009).  If these concerns can be resolved, then the teacher’s concerns will center on how the improvement plan will affect the students (Gorton et al., 2009).  When instituting a change, it is important to create an atmosphere of trust among those affected by the innovation.  Additionally, the school leader should make every effort to be sure that the faculty or its representatives are involved each step of the change process, that they understand the improvement plan, and that they have the skills necessary to implement change. 

Suggested Citation
­Tolliver, A. R. (2012). How school leaders can effectively prepare teachers and other school level leaders for school-wide improvement.  [Education Project Online]. Retrieved online at http://www.educationprojectonline.com/2014/08/how-school-leaders-can-effectively.html

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